Case Studies in Structured Origination
Representative engagements illustrating how sponsors and intermediaries have secured structured capital through our origination network while preserving their underlying positions.
Our Approach to Discretion
Confidentiality is foundational to our firm. The scenarios below are representative composites drawn from real engagements — identifying details have been intentionally generalized. Each mandate is conducted under strict non-disclosure, on a relationship-managed basis. We never disclose client names, holdings, or transaction specifics.
Client 01
Real Estate Sponsor
New York, NY
Founder with a $12M concentrated equity portfolio seeking capital for a commercial property acquisition.
Challenge
Needed $4M in short-term capital to close on a prime development site, without triggering a taxable sale of appreciated tech holdings.
Solution
Originated a securities-backed credit facility with a capital partner at 65% LTV, secured against a diversified equity portfolio.
Outcome
Funded within 36 hours. Retained full market exposure and deferred an estimated $920K in capital gains taxes.
Client 02
Sponsor / Operator
London, UK
Operator with $8M in blue-chip equities preparing to fund a new venture without diluting existing positions.
Challenge
Required $2.5M in growth capital for a new business while preserving long-term holdings and avoiding equity dilution.
Solution
Originated a flexible, interest-only credit facility with a capital partner at 70% LTV, secured against dividend-paying equities.
Outcome
Drew funds on-demand across three tranches. Maintained dividend income and upside on the underlying securities.
Client 03
Family Office
Dubai, UAE
Multi-generational family office managing $40M across global equities, bonds, and ETFs.
Challenge
Sought $10M in liquidity to rebalance into private credit while keeping the core public portfolio intact.
Solution
Originated a blended-collateral facility with a capital partner across equities and investment-grade bonds at an aggregate 60% LTV.
Outcome
Seamless cross-asset pledge enabled the reallocation. Proactive monitoring prevented any forced liquidation.
Case studies are illustrative and based on composite engagements. Individual results vary. Figures shown are for informational purposes and do not constitute investment advice or a guarantee of future results.
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